_____________________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) and Section 92 of the Securities and Exchange Act

from investment scams via various new forms and channels. In this regard, the SEC has observed a persistent trend of investment scams related to the capital market, with scammers often using online

e-service Online Submission See canceled document Bond Dealer and Underwriter >> OTC Securities Dealer (section 114)   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Securities Brokerage Business >> Short Sale Provisions (section 98(5))   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Brokerage Business >> Securities Brokerage (Section 113)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Brokerage Business >> Protection of Customer Assets (Section 98(3))   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Business Operation Rules >> Approval & Qualifications (Section 103, 104)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Business Operation Rules >> Advertising (Section 98(10))   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and

e-service Online Submission See canceled document Securities Underwriter Business >> Securities Brokerage (Section 113)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Underwriter Business >> Protection of Customer Assets (Section 98(3))   Type Title Section See Document Status Notified Date Effective Date