) for falsifying the company?s documents and accounts in violation of Section 312 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The SEC?s finding indicated that Somchit proceeded or permitted

documents introducing the company through email or facsimile. The documents consist of (1) investment information (2) calculation methods for returns and (3) relevant information on to mislead investors that

. Their misconduct also included arranging or allowing fabrication of accounting records inconsistent with the facts to deceive other persons. The 25 persons charged with the criminal complaints are as

without license. There is evidence of their illegal activities, such as records of investment advice rendering to clients, records of clients’ trading executions, details of clients’ trading transactions

profit in Q1/2009. The information was significantly different from the company's previous records showing profit in every quarter during the past three years (2007-2009) and thus considered material to

public prosecutor, and the court will judge the case, respectively. ____________________ Note: * Cumulative voting is the method of voting which specifies that one shareholder shall have votes in a

, resulting in unsellted criminal case. The SEC, therefore, filed another criminal complaint against them in addition to the previous one filed against Suriya and Somphong. ?It is a pity that executives in

(13) Mr.  Nattapon Chalermpot – all appeared to have relationships with one another – had engaged in trading activities of FVC stocks, exhibiting a pattern of trading in mutual awareness or agreement

violators of the SEA.{A}'s actions were considered as serious performance deficiency by willfully imparting false statement and concealing information which should have been stated in the documents filed with

assistance from several foreign regulators in gathering documents and evidence for the case.     ______________________Remark:   The criminal complaint above has caused the three individuals to have