Financial Statement & Auditor Approval (section 106) Publisc Disclosure (section 108) Reporting & Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities
undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Capital Market Supervisory Board
those to be offered to the public, which is already disclosed in the registration statement and draft prospectus; 3 As amended by the Notification of the Capital Market Supervisory Board No. TorThor. 22
Notification shall apply to securities underwriting made for a securities offeror who is obliged to file the registration statement and draft prospectus with the SEC Office. Clause 3. A securities underwriter