การสร้าง initiative roadmap สำหรับตลาดทุนมุ่งสู่เศรษฐกิจสีเขียว เช่น ESG disclosure standards the ASEAN taxonomy และ ASEAN ESG fund standards
the client. Her actions were therefore deemed as interfering with client's assets and failing to comply with professional standards of conduct. On {B} case, the SEC received a client's complaint stating
work for audit firms having quality assurance system in compliance with professional standards, the SEC regularly inspects the firm?s audit quality to uphold market fairness, ensure proper investor
, Japan, Australia, and Hong Kong. In addition, the SEC also participates in Policy Committee on International Accounting, Auditing, and Disclosure Standards, the Policy Committee on Retail Investors, and
and investment in crowdfunding securities. The proposed amendments align with both domestically and internationally supervisory guidelines for similar business operators. Therefore, the SEC is
Business Operators (No. 17), dated 4 April 2025: (https://publish.sec.or.th/nrs/10678p_r.pdf) 3. Notification of Guidelines No. Nor Por. 3/2568 Re: Guidelines for Sales and Service Provision related to
the relevant rules and then will propose to the SEC Board for consideration and approval. The SEC and the SET also discussed possible review of the guidelines for the securities firm, as issued by
securities. SEC has taken measures to enhance the efficiency of the bond market ecosystem and so far has made progresses in certain areas.” To ensure that the policies, directions, goals and key guidelines
enhancing flexibility and resilience in business operation as well as to discuss guidelines for supporting business operation. The meeting’s topics included (1) a study of securities business landscape to
objectives and principles as notified.Now, SEC is seeking public comments on the guideline of adopting technology in e-KYC, in order for the business operators to have guidelines and confidence in their