of a brokerage firm to perform duty as local intermediary in Thailand (issued by Qualifying CIS Operator) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the
in the https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-derivatives2003-amended.pdf freshfield representative within the period prescribed by the Office of the SEC; (2) any person who is
/Documents/ActandRoyalEnactment/Act/act-derivatives2003-amended.pdf freshfield representative within the period prescribed by the Office of the SEC; (2) any person who is in possession of property or documents
Member (8) Mrs. Vipa Sae-Ngow Member (9) Representative from the Office of the National Economic and Social
CIS Operator ) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator ( issued by CIS Operator ) [ ] 5. Evidence on the appointment of an authorised person
Operator) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator (issued by CIS Operator) [ ] 5. Evidence on the appointment of an authorised person of CIS
where the home regulator is established; (4) a letter appointing a brokerage firm to perform duty as a representative responsible for the trading of units of ASEAN Collective Investment Scheme in Thailand
bondholders’ representative with the following characteristics: (1) be listed as a qualified person to serve as a bondholders’ representative in accordance with the Notification of the Capital Market
: ................................................................................................................................................ Through the Representative(s) of the juristic person / non-juristic group of persons as follows: (1
bonds; “bondholders’ representative” means a bondholder’s representative whose name appears on the list of the persons who are qualified as bondholders’ representative under the Notification of the