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SEC introduces the first Capital Market Digital Strategic Plan 2020 – 2022 to promote development of market innovations

The Sub-committee on Digital Strategy for Capital Market, chaired by Mrs. Methini Thepmanee, has approved the SEC Capital Market Digital Strategic Plan 2020 – 2022, which aims to support

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8322

SEC holds the first meeting with the “Digital Infrastructure for Capital Market” committee, for digital infrastructure in the capital market.

SEC revealed that the Digital Infrastructure for Capital Market Committee, with SEC Secretary-General Ruenvadee Suwanmongkol as chair of the committee, had held the first meeting on 6 November

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8312

SEC organizes “SEC Capital Market Symposium 2020” supporting big data usage and promoting innovation in the capital market

symposium. More than 300 participants from both public and private sectors in the capital market as well as academic sector attended this event which held at World Ballroom, Centara Grand at Central World

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8774

SEC issues warning about access restriction of Bybit, 1000X, CoinEx, OKX, and XT.COM platforms on 28 June 2025 to protect investors and prevent illegal platforms from being used as money laundering

Recently, the Securities and Exchange Commission (SEC) has conducted investigations and found that Bybit .com (https://www. bybit .com), 1000x .live (https://www. 1000x.live), CoinEx (https://www.coinex.com/), OKX (www.okx. com/th), and XT.COM (www.xt.com) had provided services of digital asset trading platforms without license. The SEC therefore filed criminal complaints with the Economic Crime Suppression Division of the Royal Thai Police for offenses liable to be unlicensed digital asset busi...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12047

กลต.นพ.(ว) 14/2559 เรื่อง การเปลี่ยนแปลงการกำหนดระดับ early warning ของเงินกองทุนสภาพคล่องสุทธิ และอัตราส่วนเงินกองทุนสภาพคล่องสุทธิ รวมทั้งการจัดส่งรายงานเงินกองทุนสภาพคล่องสุทธิเป็นรายวัน

ซื้อขายล่วงหน้าทุกแห่ง ที่ กลต.นพ. (ว) 14/2559 เรื่อง การเปลี่ยนแปลงการกำหนดระดับ early warning

http://law.sec.or.th/content/3035/5087/1#5087

SEC is conducting a public hearing on draft amendments to four laws to promote a digital capital market and enhance the efficiency of capital market regulation

The proposed amendments are grouped into six key areas as follows: (1) Digital Capital Market Promotion: updating legal frameworks to fully support electronic processes in the capital market

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11367

SEC public hearing on a proposed requirement of minimum number of auditors in the capital market to promote the efficiency of audit firms in the capital market.

auditors in the capital market, and to grant a fee exemption for resubmission of the application for approval of auditor in the capital market for the applicants who affiliated with audit firms outside

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10434

SEC Thailand’s public hearing on proposed drafts of law amendment to facilitate digital capital market and increase efficiency of capital market supervision.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=723

SEC and SET public hearing on draft regulations for supporting SMEs fundraising in capital market through public offering and secondary market “SME Board”

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=731

Investor Alert : Facebook page “HGF Gold Market" impersonates "HUA SENG HENG Co., Ltd."

Facebook page “HGF Gold Market" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 12/06/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=809&CaseYY=2567