regulation and supervision of mutual funds and mutual fund-related service providers.? In addition, the MoU marks the beginning of bilateral cooperation that will create business opportunities for investment
capital market. This is to allow existing business operators, apart from securities companies, financial institutions, or newly established companies as specified in the current ministerial regulation, to
and Development Department and Securities Regulation Department3. Deputy Secretary-General Tipsuda Thavaramara runs Policy Division and Fund Raising Division. 3.1 Policy Division
แห่งชาติสิริกิติ์ และยังร่วมเป็นวิทยากรกล่าวบรรยาย ในหัวข้อ “Regulatory Innovation in the Digital Age: Thailand's Approach to Balancing Innovation and Regulation” และร่วมแสดงวิสัยทัศน์ของ ก.ล.ต. ในการส่ง
, Section 36, Section 41, Section 43, Section 44, Section 45 and Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of law, as well as Clause 16(6) of the Ministerial Regulation
undertake securities business; “Office” means the Office of the Securities and Exchange Commission. Clause 2. A securities company shall provide policy and regulation on operational control and information
Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section 147) Service Outsourcing Guide for