Office. Chapter 3 Operation ____________ Division 1 Client Contact, Solicitation, or Giving Advice and Professional Conduct _____________________ Clause 13 Repealed. Clause 13/1 The derivatives broker
accordance with the criteria prescribed and notified by the SEC Office. Chapter 3 Operation ____________ Division 1 Client Contact, Solicitation, or Giving Advice and Professional Conduct _____________________
enhance risk management effectiveness. Board of Directors Risk Management and Control Units Enterprise Risk Management Division Customer and Enterprise Service Fulfillment Division KASIKORN BUSINESS
additional requirement for compliance by the applicant. Chapter 4 Conditions for approval _______________________ Division 1 General provisions _______________________ Clause 22 An approved person under
____________________ Division 1 Application for and Granting of Approval of Financial Advisor ____________________ Clause 46 Any person wishing to become a financial advisor may apply for an approval with the SEC Office
เสนอขายหลักทรัพย์มีจำกัด รวมทั้งความเส่ียงจากการผิดนัดชำระหนี้ (หุ้นกู้) ผู้ลงทุนจึงควรศึกษาเพื่อทำความเข้าใจความเส่ียงและข้อจำกัดก่อนตัดสินใจลงทุน Logo 9 2. การนำเสนอข้อมูลการเสนอขายในช่องทางที่เป็น
of the registration statement and draft prospectus as prescribed in Part 3 have been met. Chapter 2 Approval Criteria __________________ Division 1 Offering for Sale of Units of ASEAN Collective
sincerely, Signed (Mr. Prakobkiat Ninnad) President Investor Relations Division, Finance and Accounting Department, Tel 0-2834-8914, Fax 02-834-8931
production process for maintaining the competitiveness. In addition, Risk Management Committee of the Company is composed of the executives and the team workers who are responsible in each division, considered