Fund (SSF) which has the policy on investing in listed securities on the local exchanges, called “SSF listed securities”, under the following conditions:(1) Not less than 65% of net asset values are
On 25 November 2019 at 9:00 a.m. (local time), SEC Secretary-General Ruenvadee Suwanmongkol together with Winita Kultangwatana, Director, and Pranee Leksrisakul, Assistant Director, Environmental
Client : KYC) ซึ่งเป็นผู้มีถิ่นที่อยู่ในต่างประเทศ (Non-resident) เพื่อให้ทราบผู้ได้รับผลประโยชน์ที่แท้จริง ขณะที่บริษัทหลักทรัพย์ที่ให้บริการดูแลและเก็บรักษาตราสารหนี้ (local custodian) ต้องดำเนินการเพื่อ
Economy? at Grand Hyatt Erawan Hotel, Bangkok on 19 September 2018. International and local experts joined to share their knowledge and experience in handling the fast-changing world which has forced listed
The webinar was part of the continued collaboration between the SEC Thailand, the CFA Institute, and the CFA Society Thailand to strengthen ESG foundation for securities businesses in Thailand. In
cross-border offerings of local mutual funds to prospective investors in the region. In the meantime, Thai asset management companies must study relevant rules, enhance relationship with target economies
Bangkok, October 8, 2010 ? The SEC has directed Nippon Pack (Thailand) Plc. (NIPPON) to rectify its financial statements for the year 2009. In this respect, NIPPON is required to submit to the SEC
, compared to those in other markets.?Essentially, the SEC advises that listed companies summon only necessary ID documents to lessen shareholders? burdens. For example, in case of foreign juristic persons
interested in investing in various types of assets, both local and international. The above amendments have taken such fact into consideration along with comments and recommendations from business sectors and
initiated the ?Pride of the Provinces? Project in 2011 to create awareness and understanding about capital market among local businesses across the country?s as well as facilitate access to funding sources