Securities (Thailand) terminated Panita?s employment and filed a lawsuit against her and the related persons.In the case of Nitchawan, her dishonest acts against a client?s assets involved using the client?s

") during July 2010. Additionally, evidence indicated that there were other persons involved in the scheme as follows:     (1) Pataman Buranasin had colluded with Shine in manipulating prices of IRCP-W1

. Natcha Suttipate and (8) Ms. Nijjawan Iamsaard were involved in the wrongdoing of Thanaporn by executing transactions for clients whose activities were clearly irregular in violation of the bank's

the big lot board or the foreign board.   The scheme involved more than 600 transactions for trading volume over 3 billion baht.   Numkrit and the conspirators gained profit of approximately 37 million

enforcement, for better understanding of stakeholders and target groups. Rulemaking is a tangible start for all parties involved in any particular matter to self-adjust in order to achieve respective goals, and

also set an example of the cooperation among the law enforcement entities. The SEC, in this regard, would like to express our appreciation to all involved parties, including DSI and Office of the

2,106,167.05 baht, thereby causing losses to the clients. The misconduct involved the following actions: (1) selling investment units belonging to Client 1 without the client’s instruction and withdrawing the

manner to allow members and involved persons to be well informed of possible effects and risks from the operation of the business; Part 3 Subject Matters of this Notification Clause 4 This Notification

: within 1 st April 2020 (2) The parties involved and relationship Buyer : KT Medical Service Company Limited (“KTMS”), a subsidiary of the Company Seller : Ms. Kanjana Pongpatanadecha, spouse of Dr. Wijit

laws to provide opinion to the shareholders concerning the reasonableness and fairness of transaction. 2. Involved Parties Seller : Ladprao General Public Company Limited (“LPH”) Purchaser : Ladprao