services: (a) investment analysis for capital market products as specified in Clause 49; (b) service of buying and selling investment units in form of omnibus account as specified in Clause 57; (c
that the management company is going to use the online branch as a channel to provide information on selling of investment units or to provide investment advice or to solicit customers with private fund
branch, the company shall also demonstrate that: 1. for the case that the management company is going to use the online branch as a channel to provide information on selling of investment units or to
Intermediaries (No. 2); - The SEC Office Notification No. Sor Nor. 26/2559 Re: Prospectus for Offering of Investment Units of Retail Mutual Funds, Mutual Funds for Accredited Investors and Mutual Funds for
undertake securities business in the category of securities brokerage, securities dealing or underwriting of investment units. Enclosure 4 Enclosure 4 http://www.sec.or.th/ 2 1.5 Filing of the registration
mutual fund; (2.2) A performance based management fee rate. (3) Fees on each sales or redemption of investment units collect from the unitholders. (4) The mutual fund https://www.sec.or.th/EN/Pages
performance based management fee rate. (3) Fees on each sales or redemption of investment units collect from the unitholders. (4) The mutual fund https://www.sec.or.th/EN/Pages/LawandRegulations/Fees.aspx < 1
Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment Units (Synopsis) 03/08/2009 01/09/2009 10. Notification of Capital Market
for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment Units (Synopsis) 03/08/2009 01/09/2009 7. Notification of Capital Market Supervisory Board TorDor. 64/2552