and Period of Approval ______________________ Clause 101 Any person to be approved as auditor in the capital market shall comply with the following rules: (1) being a certified public accountant whose
person who purchases or redeems the investment units with incorrect unit price, or any payment with a value equivalent to the difference between the incorrect unit price and the correct unit price in lieu
a management company. “Unit price” means a selling price or redemption price of investment units. “Price compensation” means an increase or decrease in the number of investment units of any person who
company. “Unit price” means a selling price or redemption price of investment units. “Price compensation” means an increase or decrease in the number of investment units of any person who purchases or
for Sale in Thailand ----------------------------- Clause 9 The following persons shall submit an application for foreign investment allotment to the SEC Office: (1) Any person intending to offer units
unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any person responsible for managerment of
total revenues came from a major counterparty. 2. In term of due diligence, failure to have the following information disclosed:(1) Debt repayment ability of a large debtor which is also the applicant?s
) classification of the investment unit shall contain at least the following details: (a) type of the investment unit, either single or multiple types. In case of classifying the investment unit into multiple types
and approval for appointment of an executive of a derivatives business operator as follows: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed to undertake