the securities company be responsible for such assets in full amount. Clause 8 A securities company shall not appoint any person as its agent to undertake custody of clients’ assets unless such
people to be directors in the Company: Mr. Hsu, Sheng-Hsiung, Mr. Hsu, Sheng-Chieh and Mr. Shen, Shyh-Yong, - Name of related person: CastleNet Technology, Inc. (“CastleNet”) - Relationship: CastleNet is a
: Determination of Additional Determination of Types of Juristic Person Classified as Institutional Investor ; (3) derivatives fund managers; and (4) derivatives advisors. Division 2 Specific Regulations on
: Determination of Additional Determination of Types of Juristic Person Classified as Institutional Investor; (3) derivatives fund managers; and (4) derivatives advisors. Division 2 Specific Regulations on
which are debt instruments; (2) “ securities company ” means a company licensed to undertake securities business in the category of securities dealing; (3) “ counterparty ” means a person who trades
instruments; (2) “securities company” means a company licensed to undertake securities business in the category of securities dealing; (3) “counterparty” means a person who trades securities with a securities
governing determination of juristic person that is institutional investor; “derivatives exchange” means any derivatives exchange licensed by the Securities and Exchange Commission and shall also means any
governing determination of juristic person that is institutional investor; (UNOFFICIAL TRANSLATION) “derivatives exchange” means any derivatives exchange licensed by the Securities and Exchange Commission and
the Securities and Exchange Commission governing determination of juristic person that is institutional investor; (UNOFFICIAL TRANSLATION) “derivatives exchange” means any derivatives exchange licensed