Derivative Warrants | GLOBAL19C2307A | DERIVATIVE CALL WARRANTS ON SIAM GLOBAL HOUSE PUBLIC COMPANY LIMITED ISSUED BY YUANTA SECURITIES (THAILAND) COMPANY LIMITED LAST TRADING IN JULY 2023 # A

Derivative Warrants | GLOBAL01C2308A | DERIVATIVE CALL WARRANTS ON SIAM GLOBAL HOUSE PUBLIC COMPANY LIMITED ISSUED BY BUALUANG SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN AUGUST 2023 # A

securities company shall procure a source for borrowing securities in order to enable delivery of securities in the short sale items within the time period prescribed by the clearing house under the law on

house under the law on securities and exchange or within a time period agreed upon by the parties to the trading of securities, as the case may be. In the case of a short sale pursuant to the customer’s

case may be. “ clearing house ” means a clearing house under the law on securities and exchange . Clause 3 This Notification is applicable to a securities company which wishes to engage in a short

by the clearing house or within the period agreed by parties. (1) in case of short selling for proprietary account: (a) there shall be [i] an asset for exchanging with the ETF units or [ii] the ETF

underlying shares of ETF according to the short selling transactions within the period as specified by the clearing house or within the period agreed by parties. (1) in case of short selling for proprietary

a derivatives clearing house granted a license from the SEC or registered with the SEC Office, or by a person granted an approval to operate under a regulatory sandbox in the same manner as a

granted a license from the SEC or registered with the SEC Office, or by a person granted an approval to operate under a regulatory sandbox in the same manner as a derivatives clearing house, either directly

) To: Managing Director The Stock Exchange of Thailand Reference: Report of Information Memorandum on the Acquisition of Assets, Ratification for investment in Carnival Magic Project by Subsidiary In