. Applicant’s address: Head Office No: ......................... Building: ..............................Floor No. /Room No. .................................... Residence No
Province.The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, collaborated with the Fiscal Policy Office (FPO), the Deposit Protection Agency (DPA), and the Bank
) ..................................................... 3. Applicant’s address: Head Office No: ......................... Building: ..............................Floor No. /Room No. .................................... Residence No
Policy Office (FPO), the Bank of Thailand (BOT), and the Deposit Protection Agency (DPA), delivered lectures on finance, investment, deposit protection, and raised awareness against investment scams to
similar form of fundraising and benefit generation. In essence, the amendments support enhancement of digital token offering supervision with proper investor protection mechanisms and a focus on fair
head of department or a person holding any equivalent position, otherwise called by a different name but in charge of a line of work relating to the securities business. (UNOFFICIAL TRANSLATION) 2 (2) In
Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets
| - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities Allocation (Section 81) Business Operation Rules |- Net Liquid Capital Rule
Office of the Council of State, Dr. Sumaporn (Srisuntorn) Manason – Legal Expert at the Fiscal Policy Office, Mr. Thakorn Piyapan – Chairman of Krungsri and Head of Krungsri Digital Banking and
the progress of initiatives under the APRC, including issues related to online harms and investor protection. There was a shared view on the importance of communication and collaboration with relevant