with specified criteria including distribution of offering circular (fact sheet) prepared in Thai. The consultation paper is available on the SEC website at www.sec.or.th. The draft regulation includes
operator must appoint licensed securities broker as selling agent and (4) selling agent must comply with specified criteria including distribution of offering circular (fact sheet) prepared in Thai. The
, was not significantly different from its book value. In fact, B671 million of the land?s appraisal value plus the land filling payment was materially lower than its book value recorded at B946 million
, the Court imposed the punishment prescribed for each offence* on him totaling 16-year and 36-month imprisonment and a fine of 3,760,000 baht. Considering the fact of confession, however, the Court
the fact that major shareholders and executives were to sell SLC shares with the intention to mislead any person concerning such information which was material to the SLC share price, even though he had
offering of investment units issued by general mutual funds in Thailand, such as the requirements on prospectus, fact sheet and annual report. In addition, a local representative or representative office
Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. Owing to the fact that
certain group of persons had their trading orders, on a continual basis, executed through trading accounts of other persons to lure the public to trade such shares as well while in fact the persons who
a fine on him in the amount of 5,420,324 baht.In addition, Sermkhun did not file with the SEC the reports on changes of his CMO shareholding within the specified period of time despite the fact that