. These engagements brought together senior executives of regulatory authorities and leaders from the private sector to engage in discussions and exchange experiences on capital market supervision and
the Investment Management Supervision Department, participated as guest speakers, delivering lectures on the role of fund managers, developments in the fund management industry, and the SEC’s
;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the
No. INGRS035 22nd November 2019 Subject : Notification on the Establishment of a Subsidiary Company To : The President The Stock Exchange of Thailand Ingress Industrial (Thailand) Public Company
and Exchange Commission 25/2545 28/03/2002 16/04/2002 Report/Form (Notification of Securities and Exchange Commission) Form 90-17 Application for an Approval on Establishment of a New Limited
Exchange Commission on Rules, Conditions and Procedures on Establishment and Management of Property https://publish.sec.or.th/nrs/4003pe_r.pdf Microsoft Word - ลำดับที่ 87_12_สน29-49สายงาน.doc Establishment
seek for the approval. Crowdfunding portals must be established with an efficient IT system in accordance with SEC’s rules and guidelines associated with establishment of IT system***, aiming to
, having obtained an approval to establish and having registered [such establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries, of which objectives
establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries, of which objectives is for promoting and supervising derivatives intermediaries, having obtained