Notification concerning the practical implications for securities companies to ensure that there is no adverse impact on the operations of securities companies, to uphold the integrity and stability of the

risks, the SEC deems it is necessary to issue a more specific and detailed Notification concerning the practical implications for securities companies to ensure that there is no adverse impact on the

with and negligence of the legislations. As a result of the above-mentioned risks, the SEC deems it is necessary to issue a more specific and detailed Notification concerning the practical implications

issue Notifications prescribing detailed rules with respect to the matters specified in this Notification to ensure practical implementation and to enable the SEC Office to inspect such implementation

detailed rules with respect to the matters specified in this Notification to ensure practical implementation and to enable the SEC Office to inspect such implementation. Clause 17 In case there is a certain

เห็นว่ำ เพื่อให้แนวทำงกำรใช้สิทธิออกเสียง practical กับ กำรด ำเนินงำนของ บลจ. ดังนั้น ตำมหลักธรรมำภิบำลกำรลงทุน (I code) บลจ. จึงสำมำรถก ำหนดนโยบำยกำรใช้สิทธิออกเสียงได้เอง - 5 - 5.2.2.6 การด าเนินการ

should be considered by the audit committee and the board of directors so that they can exchange their views, align their understandings and decide on appropriate practical guidelines for the companies

technology (IT governance), and implementation of appropriate risk management and resource allocation by their board of directors and executives that is practical and meets the standards established by an

Exchange Control (No. 9), and the Bank of Thailand issued Notice of the Competent Officer of Foreign Exchange Control regarding Rules and Practical Methods Related to Foreign Exchange (No. 30) to ensure that

2018 Page 17/21 Overview of the Stock Exchange of Thailand In line with global equities, Thai stocks saw another year of unusual volatility in 2018 of which investor confidence was affected considerably