determination of margin sufficient to cover derivatives positions which may be caused by the defaulting member under the confidence level of not less than ninety-nine percent; 3 (4) conduct of adequacy test of
“controlling person” shall be in accordance to the Notification of the Securities and Exchange Commission concerning Determination of Definitions in Notifications relating to Issuance and Offer for Sale of
, adjustment of conversion rights, and a circumstance where the Company shall be responsible to issue new shares to reserve a conversion and the conversion adjustment. The determination or amendment shall be
and the conversion adjustment. The determination or amendment shall be made by either executive committee or the chief executive officer or other person assigned by the executive committee or the chief
conversion and the conversion adjustment. The determination or amendment shall be made by either executive committee or the chief executive officer or other person assigned by the executive committee or the
/2013 2. Notification of the Securities and Exchange Commission KorKhor 7/2551 Determination of Paid-Up Registered Capital of Securities Company 08/05/2008 01/06/2008 3. Notification of the Securities
/2555 Determination of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 2. Notification of the Securities and Exchange Commission 45/2546 03/12/2003 16/12/2003 3
. 9/2555 Determination of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 2. Notification of the Securities and Exchange Commission 52/2545 05/11/2002 16/11/2002 3
/2555 Determination of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 2. Notification of the Securities and Exchange Commission 52/2545 05/11/2002 16/11/2002 3