amend its rules to be more flexible without too high operating costs, and cope with more diverse patterns of business operations. This revision focuses on the principle-based regulations, instead of
amend its rules to be more flexible without high operating costs, and cope with more diverse patterns of business operations. This revision focuses on the principle-based regulations, instead of fixed
. However, 34 single investment policy funds were dissolved to participate in master funds, closing the year at 469 PVDs in total. ?Companies and organizations consist of diverse groups of employees in terms
earlier collected from the hearing on the guiding principles in January this year. Further revisions were also made to facilitate introduction of diverse investment choices in response to investors? demands
personnel in Thai capital market to better accommodate investors? diverse needs. The proposed revisions cover issues, for example, the approval regime for technical analyst and determination for persons
. This is to allow capable investors access to more diverse investment channels, and to strengthen competitiveness of asset management companies. The draft revisions involve: (1) determination of
-making.Meanwhile, certain rules governing advertisement and sale promotion of mutual funds are also being revised to enhance clarity and flexibility.The SEC supports intermediaries in their offering of diverse
roles can be easily accessed through the SEC's website. In ?the Living Room?, multimedia will lead the visitors through diverse dimensions of financial planning and investment knowledge. Last but
roles can be easily accessed through the SEC?s website. In ?the Living Room?, multimedia will lead the visitors through diverse dimensions of financial planning and investment knowledge. Last but
The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, in collaboration with the Fiscal Policy Office (FPO), the Deposit Protection Agency (DPA), and