[existing] clients of an intermediary; “institutional investor”5 means an institutional investor as specified in the Notification of the Securities and Exchange Commission concerning the Determination
Section 100 Securities and Exchange Act B.E. 2535 Section 100. The appointment of any person to be an agent or broker of a securities company shall require prior approval from the Office. Application
concerning the Determination regarding Definition of Institutional Investor and High Net Worth Investor . “ client ” means user of an intermediary ’s services. “ Stock Exchange ” means the Stock Exchange of
Civil and Commercial Code (including the amendments thereof). In this regard, the shareholders’ meetings of SRT and GCT will consider approval of the amalgamation and proceed to convene a joint
Exchange Commission hereby issues the following regulations: Clause 1. The Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 34/2549, Re: Additional Rules for Approval of Fund
Commission concerning determination of fees for filing, registration and other applications. In case where any person who has been granted with an approval fails to proceed in accordance with (1) (2) and (3
reference. - ราง - Notification of the Capital Market Supervisory Board No. Tor Jor. 63/2561 Re: Approval Rules on Offer for Sale of Newly Issued Bond of Foreign Entity Denominated in Thai Baht
the entry into of such transactions for consideration and approval to the shareholders’ meeting. 6) Criteria Used for Determination of Consideration The determination of the consideration for the ERU