details of the outsourcing clearly in the details of the mutual fund project, or obtain a written consent from a client who is a private fund or a provident fund, as the case may be; (2) arrange a report on
of the applicant - 5) Certification and Letter of Consent of the audit firm (Form 61-2F) via SEC Office website Original: 1 copy - (Unofficial Translation) 4 Step Type / Number and Additional Details
comply with CG practice and they are doing quite well as shown by their good scores in the CG Practice and CG Culture. Setting clear and suitable CG principles with consent from all parties will encourage
passes a resolution to offer to the applicant the newly issued securities and to give consent to the applicant not to make a tender offer for all securities of the business after the acquisition of such
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
into force in May 2020. The actions include policy revision, process and technology update to support consent management and customers’ exercising of rights. Progress reports have been reviewed and
documentation: (1) letter of certification and consent of the audit firm to which the applicant is attached, which certifies and gives consent in the following matters as per Form 61-2, which is available on the
who are members of the Exchange or foreign exchange, as the case may be. (2) the license fee for securities brokerage outside the Exchange or foreign exchange shall be at the rate of 0.001 percent of
ตบิุคคล Juristic (Thailand) registered in Thailand - นิตบิุคคลในประเทศไทยไม่มเีลขทะเบยีนนิตบิุคคล Juristic (Thailand) registered outside of Thailand - นิตบิุคคลตา่งประเทศ Juristic (Foreign) 3. กรอกขอ้มูลนิต