BBL Asset Management Company Limited From 12 July 2023 to 30 September 2024, BBL Asset Management Company Limited as a mutual fund management company, failed to comply with the rules, conditions and
Bangkok Bank Public Company Limited Between 24 February 2021 to 26 May 2025, Bangkok Bank Public Company Limited (“BBL”), acting as the bondholders’ representative, performed its duties in a manner
Altitude Development Company Limited Altitude Development Company Limited (“ALT”) had duty to prepare and submit financial statement and key financial ratio for year 2023 and within 1 April 2023
WHA Utilities And Power Public Company Limited WHA Utilities And Power Public Company Limited ("WHAUP"), a securities issuer, prepared and submitted the key financial ratio for the year
Charoen Pokphand Foods Public Company Limited Charoen Pokphand Foods Public Company Limited ("CPF"), a securities issuer, prepared and submitted the key financial ratio for the year 2023
Bangkok, August 15, 2011 ? The Settlement Committee imposed a fine on Phaibul Chalermsaphayakorn, Pongchalerm Chalermsaphayakorn, and Chaiwat Cruecha-em for using undisclosed information they had
Bangkok, September 13, 2013 ? The SEC revealed that the Settlement Committee imposed a total fine of 1,652,516.19 baht on Swake Srisuchart for using inside information to purchase Power Line
Bangkok, September 17, 2015 ? The SEC revealed that the Settlement Committee imposed a total fine of 2,820,000 baht on Ratanachai Phatinavin, an executive of Eastern Star Real Estate Public Company
Bangkok, December 2, 2015 ? The SEC Settlement Committee has imposed fines on (1) Korsak Chairasmisak, (2) Piyawat Titasattavorakul, (3) Pittaya Jearavisitkul, and (4) Athueck Asvanund at a total
Bangkok, November 18, 2015 ? The SEC Settlement Committee has imposed fines on Bordin Sangarrayakul and Noparat Jongyin for manupulating the share price of PYLON Public Company Limited (PYLON), and