. Her action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation of Section 89/7 of the SEA. This case is under

authorized director, causing the company to suffer losses. His action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation

of the securities company and Miss Skonwan Paruang had the duty to contact investors. The acts of Mr. Narathip Lohaweroj are liable to operating derivatives business without license in contravention of

consultant of the securities company and Miss Skonwan Paruang had the duty to contact investors. The acts of Mr. Torpong Thammasombat are liable to operating derivatives business without license in

, for failure to perform her duty in compliance with the company?s rules. From an inspection report of Krungsri Securities, the SEC further probed into the case and found that Ashiya, Onjira and Wasana

solicitation was made via various channels, for example, the website of the company - www.chart-master.com, Youtube, emails, telephone calls, SMS, and Line application with a view for investors to trade

accounts of a securities company, in cooperation with Mr. Narathip Lohaweroj and Mr. Torpong Thammasombat, investment consultants of the securities company and Miss Skonwan Paruang had the duty to contact

Bangkok, March 8, 2011 - The SEC is seeking public comment on the proposal to strengthen role of compliance unit of securities company in the category of securities brokerage, dealing and

consultant of Krungsri Securities Public Company Limited (Krungsri Securities) and Apple Wealth Securities Public Company Limited as well as {B}, a securities investment consultant and {C}, a capital market

or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during the middle of 2020 to September 7, 2022, Zipmex Company Limited ("Zipmex"), a digital