equivalent to any of the above regardless of the title, and includes any person who has authorization under an agreement, whether fully or partially, to manage; “affiliate” means an affiliated company as
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, actions liable to be offenses committed by the three persons above were detected during 16
is equivalent to 6.73 percent. Since the transaction size of the VGM Share Sale Transaction is less than 15 percent, the Company is not required to undertake any actions as stipulated under the
immediately if there is an incident or a suspicion of serious fraudulence, law violation, or other unusual actions that could significantly affect the reputation and financial position of the company. 17.2.2
mutual fund with the Office; (6) transferring ownership of any remaining assets to the Office; (7) undertaking any other actions as deemed necessary for the completion of the liquidation; The liquidator
capital falls below the minimum requirement level, company must submit notification outlining cause and corrective plan to the SEC within 15 days as well as make necessary corrections within the notified
Ms. Jomkwan Kongsakul, Deputy Secretary-General of the Securities and Exchange Commission (SEC), together with Mr. Manpong Senanarong, President of Thai Digital Assets Exchange Company Limited (TDX
debt to equity ratio not exceeding 5:1, which will appear in the annual financial statements for 2025 and 2026; (5) Approving other actions related to the bond series, with
following regulations: Clause 1. In this Notification: “securities company” means a securities company licensed to undertake securities business in the category of mutual fund management. Clause 2 . This