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on public limited companies, a director shall be removed from his directorship upon possession of any characteristic indicating a lack of appropriateness in https://www.sec.or.th/EN/Documents
, since the suspension as investment consultant is a prohibited characteristic of capital market personnel in Group 2 under Clause 30(4)(a) of the Notification of the Capital Market Supervisory Board No
provide services with loyalty, affecting the reliability of capital market business personnel in a significant manner, which is considered a prohibited characteristic of the capital market business
characteristic under Clause 31(4) of the same Notification.
. A subsidiary has submitted for the returning of it Digital TV license to NBTC, and obtained letter of the approval of the returning on 27 June 2019 and the notice of the date of service termination on
a third party under this Notification shall be deemed to have obtained an approval from the SEC Office. Clause 3 In the case where an intermediary intends to outsource the function which is investment
digital assets or ICOs have applied for or obtained an approval from the SEC. Thus, anyone receiving information or solicited to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7435 SEC issues rules