internet banking system to transfer 2,000 baht from a client's account into his own without the client's authorization. {D}'s actions were deemed to be prohibited characteristics of investor contacts in

? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders

obtaining authorization from client to make securities trading decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re

Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and

the transactions. Failure to record the client's securities trading orders and obtaining authorization to make securities trading decisions on behalf of the client are, respectively, in violation of

Pattana Public Company Limited (CPN), (3) Goodyear (Thailand) Public Company Limited (GYT), (4) Premier Enterprise Public Company Limited (PE), (5) Premier Marketing Public Company Limited (PM), (6) Premier

Mr Anuwat Sae-Tang On 15 February 2022, Mr Anuwat Sae-Tang colluded with other 20 offenders, to manipulate the stock price of Premier Tank Corporation Public Company Limited (PTC) by placing a

Mr Kridskon Rumthaisong On 15 February 2022, Mr Kridskon Rumthaisong colluded with other 20 offenders, to manipulate the stock price of Premier Tank Corporation Public Company Limited (PTC) by

Mr Nopphadon Srisuwan On 15 February 2022, Mr Nopphadon Srisuwan colluded with other 20 offenders, to manipulate the stock price of Premier Tank Corporation Public Company Limited (PTC) by placing a

price of Premier Tank Corporation Public Company Limited (PTC) by placing a securities trading order or trading securities on a continued basis causing the price and the volume of PTC stocks to be