Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Rules for Custody of Customer Assets and Essential Details of Custody Agreement
regulations: This Notification applies to the preparation of prospectus for infrastructure fund. Clause 2 In this Notification, The terms “mutual fund,” “management company,” “assets of an infrastructure
investment in assets relating to infrastructure (infrastructure fund), whether in the form of a company, trust, or any other form; 1 Amended by the Notification of the Office of the Securities and Exchange
, under Clause 29; (21) the dissolution of the trust, under Clause 30. Clause 4 The stipulation concerning the creation of the trust shall contain the following statements: (1) the statements regarding the
The Securities and Exchange Commission สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:18 [Digital Asset] Trading VALUES Classifid BY TYPE of Assets [Digital