Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)

Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)

Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets

Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)

Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order

Rules for Custody of Customer Assets and Essential Details of Custody Agreement

Sort by: Relevance Date (Newest) Date (Oldest) SEC revises the digital asset business licensing manual for more convenience of business operators The revised licensing manual gives more convenience to

Sort by: Relevance Date (Newest) Date (Oldest) SEC revises the digital asset business licensing manual for more convenience of business operators The revised licensing manual gives more convenience to

Sort by: Relevance Date (Newest) Date (Oldest) SEC revises the digital asset business licensing manual for more convenience of business operators The revised licensing manual gives more convenience to

suitable for specific goals, promoting market access for SMEs fundraising, educating the public on digital assets and self-protection against investment scams.  2) Organizing a provincial seminar on 4