combination of the following activities: (1) Attending training courses or seminars organized either by securities companies or training institutes accepted by the Office; (2) Being a speaker, lecturer, full
securities companies? efficiency where quality of personnel in securities business either investment consultants or back office staff, will be strengthened. For investment consultants, training on wealth
การสงคําส่ังซ้ือขายหลักทรัพย การชําระราคาและสงมอบหลักทรัพยและทรัพยสิน การขายและรับซื้อคืนหนวยลงทุน การคํานวณ มูลคาทรัพยสินสุทธิ (NAV) เปนตน 2.2 การประเมนิความเสี่ยง (Risk assessment) บริษัทต
Procedures Re: Arrangement of Training for Reporters per Article 13 and Article 16, B.E. 2563 (2020) which was published in the Government Gazette on February 13, 2020, effective April 13, 2020. Major points
the transmission of information among various KBank units. Significant efforts range from the classification and assessment of risks arising from data usage to the installation of systems allowing KBank
businesses. We also prioritize risk assessment through prudent screening and close monitoring of borrowers. At the same time, KBank has focused mainly on borrowers with good track records, as well as existing
redemptions of investment units; “Management company” means any securities company licensed to undertake securities business in the category of mutual fund management; “Training institute” means Thailand
the category of mutual fund management; “Training institute” means Thailand Securities Institute and other training institutes accepted by the Office; “Executive” means any director, manager and
ensure accuracy and help increase investors’ confidence in the assessment results. Among the top 50 listed companies, 14 were from Malaysia, 12 from Singapore, 11 from Thailand, 9 from the Philippines