2013: 23 member countries in the European Union; and three (3) countries in the European Economic Area (EEA). The signing has forged cooperation and exchange of information regarding supervision and
, Director General of the CSSF, said: “This Memorandum of Understanding sets the stage for enhancing cooperation between both our authorities in the area of Fintech, Thailand and Luxembourg being both
service platforms that correspond with consumer behaviors today, including new services to sell mutual fund units. Currently, there are businesses that wish to provide financial services in this area
The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a
are one of the key drivers of transactions in the capital market. Hence, they are obligated to adhere to professional ethics and be knowledgeable in the area of good corporate governance in order to
negotiation on Thai- US Free Trade Area Agreement, expert member of the Committee considering issuance of government bond , Ministry of Finance, a member in the Ad hoc Committee on consideration of draft Bank
undertake securities business in the category of investment advisory service under the Law on Securities and Exchange. Clause 4 This Notification shall apply to application for license and issuance of
investment advisory service under the Law on Securities and Exchange. 3 Clause 4 This Notification shall apply to application for license and issuance of derivatives business licenses as follows: (1
Commission Re: Guidelines for Application and Approval for Appointment of Person to be Director or Manager of Securities Company B.E. 2553 (2010) _________ Whereas the first paragraph of Section 104 of the