vanilla instruments, and ensure continuous disclosure of information on net capital; (2) Plain vanilla instruments* must not consist of any complex features. For example, the issuer is allowed to postpone
. ** Mutual funds are allowed to invest in mutual funds under management of the same asset management company in three tiers at the most. For example, Mutual Fund A invests in Mutual Fund B and Mutual Fund B
licenses under the law are allowed to provide services related to digital asset trading, exchange, depository, transfer, withdrawal or any transactions related to digital assets in Thailand. Violators or
Lor Thor. 48/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017. ** An investment consultant for complex instruments type 1 is allowed to give advice to
) Maturity term is no less than two years for a non-redeemable fund; unitholders cannot redeem units before maturity while auto redemption and additional subscription is allowed; (4) Investible high yield
SEC would like to emphasize that digital asset businesses are regulated under the Digital Asset Business Emergency Decree. Only providers who have obtained relevant licenses under the law are allowed to
information technology to support the work-from-home routine. In the past, the rules allowed employees of business operators to perform duties from home only during emergency situations (under BCP plan), but
financial instruments or transactions. Additionally, the fund would be allowed to invest without single entity limit and concentration limit, with at least 10 unitholders.*** The management of the distressed
is not allowed. ? ________________________ *Clause 23(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Capital Market Personnel dated 3 June 2014
is not allowed. ________________________ *Clause 23(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Capital Market Personnel dated 3 June 2014