foreign financial institution or through derivatives exchange only when obtains an approval from the Office. Clause 6. The derivatives broker with the following qualifications are allowed to trade
, the transfer of investment units, and the transfer restrictions of investment units; (9) appointment, authority, duties and responsibilities of the fund supervisor; 2 (10) change of management company
first six- month of the year 2017 ended June 30, 2017 as follows: Company’s Performance (unit: million Baht ) 2017 Percentage (%) 2016 Percentage (%) Change increase (decrease) (%) Total income and other
1. The outbreak of Corona Virus Disease 2019 (COVID-19) Since the end of February 2020, the government and private companies allowed the employees to work at home to prevent the further spread of the
management company shall be allowed to postpone such announcement to the next business day following the day on which the management company is able to determine the fair value of equity instruments issued by
the situation of the outbreak of the Coronavirus Disease 2019 (“COVID-19”) as well as to consider alternatives allowed by the law so as to be able to hold the 2020 Annual General Meeting of Shareholders
number 3. Experience in capital markets Are you currently allowed by law to audit the financial statements of the public interest entities whose shares are traded in the main board of the foreign stock
under (1); (3) in announcing the net asset value and the value of investment unit, together with the selling price and the redemption price of open-end mutual fund, the management company shall be allowed
obtained relevant https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9157 SEC unveils digital asset business operators allowed to continue business operations in line with transitional provisions In
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9157 SEC unveils digital asset business operators allowed to continue business operations in line with transitional provisions In pursuant to the Royal Decree on