party serving as the trust manager under the trust instrument; “financial advisor” means a financial advisor in the list approved by the SEC Office; “registration statement” means the registration
SEC Research Department, the National Institute of Development Administration (NIDA) and Morningstar Research (Thailand) Ltd. All of the studies aim to provide a better understanding of investors
executives of the company under Chapter 3/1 of the Securities and Exchange Act B.E. 2535. The proposed rules aim to achieve a better balance between compliance cost for listed firms and benefit of public
in case of failure to rectify. The proposed rules will provide more up-to-date and practical framework and aim at mitigating undesirable impacts on securities firms? clients and counterparties as well
Bangkok, June 13, 2014 ? The SEC is seeking public comment on rule revisions on subscription, underwriting, and allotment of newly issued securities and securities underwriting. The revisions aim at
Bangkok, January 19, 2016 ? The SEC is seeking public comments on draft rules and guidelines for supervising crowdfunding portals.The proposed rules aim to establish a standard framework for
derivatives agents. The proposed rules aim at enhancing service quality and keeping up with advanced IT systems such as use of cloud computing service, IT human resource security, encryption and incident
results of offering of digital tokens Equity Instrument Debt Instrument Real Estate Investment Trust Infrastructure Trust https://www.sec.or.th/EN/Pages/LawandRegulations/InitialCoinOffering.aspx
sustainability goal, and the promotion of long-term savings to support the aging society, an important goal under the National Strategy. The key takeaway from this meeting is that the SEC will provide policy
instrument for which the financial and/or structural characteristics, such as a bond coupon, can vary depending on whether the issuer achieves the predefined sustainability/ESG objectives. For example, for an