The Securities and Exchange Commission (SEC), represented by Ms. Jomkwan Kongsakul, Deputy Secretary-General, received the “Winner of the Sauciest AI Governance Powered by ETDA” Award at the

The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as

, volume, complexity and range of businesses and services as well as associated risks. Zipmex is required to fully comply with the order within three days as from the date on which the SEC notifies the

projects of the Regulatory Guillotine scheme is scheduled to complete within the period of 2020-2021. The examples of pilot projects are as follows:1. Project to develop paperless processes for submission to

that the companies inform SEC in writing of the intention to postpone the submission within 150 days as of the end of the financial year, while disclosure to PVD members is due within such period of

SEC Secretary-General Ruenvadee Suwanmongkol stated that the SEC Board Meeting No. 12/2564 held on 9 June 2021 had passed a resolution approving the Notification of the Securities and Exchange

each group of companies, an affiliate acting as the central company is the one whichsets out policies and business directions for all affiliates and associated companies within that group of companies

operators to have more financial planning and consulting services. Basically, an integrated wealth advisor will be consisted of five main elements: (1) surveying and knowing customers with financial health

to disclose the information thereof via the information disclosure system of SET within 60 days from the date on which the Central Bankruptcy Court issued an order for the Planner to perform the

cooperation within the ASEAN region through the ACIOA network.The TISA will render cooperation in transferring cyber security know-how, human resource development in the area of cyber security, security