pays the application fee and submits the payment evidence to the SEC Office. The SEC Office thus issues a letter accepting Form 61-1F into the process of granting approval. 1 day Accounting Supervision

Sale of Units of Foreign Collective Investment Scheme. Clause 7 Prior to accepting to be a selling agent of units of foreign collective investment scheme, a securities company shall arrange to have a

offering to facilitate merchants and businesses in accepting digital assets as payment for goods and services such as by setting up digital asset settlement systems. This may result in a wider adoption of

, starting from December 22, 2015.  On other cases, {B} was found accepting orders to trade securities in a client's account from a person who was not the owner of the account without any written authorization

consultant and prohibited her re-entry as capital market personnel for 10 years, starting from December 22, 2015.  On other cases, Nattapon was found accepting orders to trade securities in a client?s account

___________________________________________________________________ Remark : The rationale for issuing this Notification is to prescribe the rules for appointing or allowing director, manager or person with power of management of one securities company to be or

___________________________________________________________________ Remark: The rationale for issuing this Notification is to prescribe the rules for appointing or allowing director, manager or person with power of management of one securities company to be or

Notification is to prescribe the rules for appointing or allowing director, manager or person with power of management of one securities company to be or perform duty as director, manager or person with power of

Baht) Million Baht According to the announcement of the Department of Energy Business regarding the characteristics and quality of diesel oil, BE 2562, dated 30 January 2019, determined by allowing

Baht According to the announcement of the Department of Energy Business regarding the characteristics and quality of diesel oil, BE 2562, dated 30 January 2019, determined by allowing certain types of