has already addressed and those currently under review such as inspection of naked short selling transactions and mechanisms for regulating short-selling and program trading, for example, collateral
committed upon the dishonest misappropriation of the fund for personal gains. The actions committed by Mr. Chiyachantana and Ms. Hongsri were liable to be the offenses under Section 308, Section 311
sustainability goal, and the promotion of long-term savings to support the aging society, an important goal under the National Strategy. The key takeaway from this meeting is that the SEC will provide policy
news updates and prepare documentation regarding their bondholding in case it becomes necessary to confirm their bondholder status. Additionally, the bondholders should study their rights under the
-meeting’s agenda contains matters for consideration as follows: Agenda item 1: Exemption of an event of default under the terms and conditions of the bonds for the bond issuer’s failure to
under (1) and (2) are required to comply with the regulations within 30 days as from the effective date. ________________________
records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC
SEC Secretary-General Ruenvadee Suwanmongkol said: “The Covid-19 pandemic has affected Thailand and countries around the world since late 2019 and it has led to economic slowdown. Under such
Kong and Thai capital market participants and expand the business opportunities for the cross-border offerings of funds under the HK-TH MRF, following the Memorandum of Understanding between the
SEC Thailand has proactively taken part in this annual event for the sixth consecutive year. This year’s activities will be launched under the theme, “Investor Resilience” or “How Can Investors Make