Practice Lead, GMO, said, “We are witnessing a fundamental shift in the way in which investors are integrating material ESG risks and opportunities, such as climate change, and diversity, into their
forum was held for business operators in Singapore in order to share their views on the opportunities and benefits of the ARFP project on adding options for investors and also expanding business
30 September – 6 October 2019 to encourage global regulators to promote financial literacy and investor protection, and to raise awareness of investors around the world. The SEC confirmed
Governance or ESG) of listed companies by making greenhouse gas emission be one of the disclosure issues in which listed companies would state its intention of doing business with ESG and investors can take
wrongful acts against investors’ assets are liable to the highest sanction of revocation of approval for investment consultant for Complex Financial Products Type 2. However, the approval for Somchai as
compliance with the governing law; (2) These ICOs have not been screened by the SEC-approved ICO portals; (3) Necessary and sufficient information on these ICOs may not be disclosed to support investors
advisers and analysts. The framework will allow licensed professionals to provide advisory services within participating ASEAN jurisdictions and enable ASEAN investors greater access to professional
must be within the scope agreed by the clients in advance, in order to expand the service scope of the business operators and meet the investors’ requirements in a more comprehensive and convenient
-related risk information, to investors and stakeholders via the 56-1 One Report. The SEC has published the Guidelines as a manual that asset managers who manage mutual funds, private funds and provident
surveillance through information sharing to keep pace with cybersecurity threats. In addition, all service users and investors should be aware of the use of technology and the threats that may come with it, by