demonstrate high-standard qualifications including financial readiness, personnel and operating systems. The operations of successful applicants should comply with related international standards such as the

the capital market must be attached to the audit firms which have a work system in accordance with the quality control standard. However, in the current structure of laws pertinent to the audit

The SEC has collaborated with the single form working group to develop the single form, which contains a standard information set. The working group consists of representatives from stakeholders in

of applying for approval for accepting clients’ trading orders of capital market products outside the office and for performing other duties from home in line with the New Normal standard. The SEC

(standard format) ของชุดข้อมูลลูกค้า เพื่อให้สามารถจัดส่งข้อมูลลูกค้าได้อย่างมีประสิทธิภาพยิ่งขึ้น ซึ่งเป็นประโยชน์ในการเปิดบัญชีระหว่างผู้ประกอบธุรกิจ นอกจากนี้ ยังร่วมกันกำหนดแนวทางในการจัดทำและจัดเก็บ

specifies the standard action whereby all parties suffering damage from wrongdoings of the same facts and legal issues become members of a class action automatically except for those who choose to opt out

advice on suitable products in compliance with standard of conducts;(3) Giving knowledge through activities and channels by preparing plan for financial literacy and investor potential for 2011-2013 which

any particular employer;           (3) The definition of ?associated company of the employer? will refer to parent company and subsidiary company in accordance with the accounting standard concerning

Singapore (ACRA), Securities Commission Malaysia (SC) และผู้แทนจาก International Accounting Standard Board (IASB) และ ก.ล.ต. ซึ่งผู้เข้าร่วมประชุมได้แลกเปลี่ยนความคิดเห็นและประสบการณ์ในการสอบทานงบการเงิน ตลอด

private sector to help enhance the public sector operation along the line with international standard.  SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board