industries.    The SEC is therefore proposing to amend the regulations on debt securities offering to support the issuance and offering of sustainability-themed bonds through crowdfunding and private

total revenues came from a major counterparty. 2.  In term of due diligence, failure to have the following information disclosed:(1)  Debt repayment ability of a large debtor which is also the applicant?s

Dragon Energy Technology and Organizer Company Limited Dragon Energy Technology and Organizer Company Limited reported an incident in which the Company breached the debt repayment agreement for the

sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the

of her position resulted in the offence committed by KACHAVET Company Limited concerning the case that KACHAVET Company Limited reported an incident in which the Company breached the debt repayment

S GENIX Company Limited S GENIX Company Limited (at the time of the incident, the company name was Generation S Company Limited) reported an incident in which the Company breached the debt repayment

position resulted in the offence committed by KEENBIZ Company Limited concerning the case that KEENBIZ Company Limited reported an incident in which the Company breached the debt repayment agreement for the

November – 28 December 2018. Atthavut and Sujeera colluded to send trading orders of TIGER stocks in manners of manipulating the closing price, executing bid orders to heighten the price, dominating bid

different manners to manipulate the KIAT shares. In this regard, Nam, Suppawut, Sani and Yos took on the role of trading KIAT shares to cause the share price to increase inconsistently with the normal market

normal course of gold future brokerage with benefits from trading fees by soliciting the public to invest in gold futures, providing investment information and calculation methods for returns, and