Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client?s account for her own trading and illegal use of the client's assets. She was
CPALL. In this regard, 118,300 shares were purchased via the trading account of Korsak, and 5,000 shares via Piyawat?s trading account. In the case of Pittaya, 7,500 shares were purchase via his brother
securities via his nominee's securities account but failed to prepare and disclose report on changing in his holding (Form 59-2) to the SEC Office within the period specified in the notification of the
account but failed to prepare and disclose report on change in her securities to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board. Mr. Sasavat later
COL securities via his nominee's securities account but failed to prepare and disclose report on changing in his holding (Form 59-2) to the SEC Office within the period specified in the
allowing the trading account to be used for the YCI transaction in exchange for compensation. The public prosecutor issued a non-prosecution order. The case was final. SEC Act S.243(1) in conjunction
responsible for the underwriting of Takuni Group Public Company Limited (TAKUNI) and CCN-Tech Public Company Limited (CCN) securities, by allowing Mr.Chupong to use Mr.Charnchai’s trading account to subscribe
responsible for the underwriting of Takuni Group Public Company Limited (TAKUNI) and CCN-Tech Public Company Limited (CCN) securities, by allowing Mr.Chupong to use her trading account to subscribe and receive
Anantasitthikul's trading account in concealment and on a continual basis to mislead and lure the public into the trading. The alleged offender escaped. SEC Act S.243(1)(2) and 244 in conjunction with