to the following cases taking place at different branches: (1) In the case of {A}, the findings showed that she had failed to give complete information and advice on redemption of retirement mutual
vacancies, the company’s registration of the replacing directors with the registrar at the Department of Business Promotion, the Ministry of Commerce, the registrar’s acceptance of the registration of the six
Tuesday 25 December 2018 at the Royal Thai Army Club on Vibhavadi-Rangsit Road, Bangkok, from 11.00 hrs. onwards.According to the SEC, IFEC shareholders should attend the meeting to exercise their
years, while the existing rotation period was 5 years and the existing cooling-off period was 2 years. The revision will be effective from 1 January 2019”. To mitigate impacts at the initial phase of
imposed on them and paid separate civil penalties at the total amount of more than 120 million baht. The six offenders are: (1) Mr. Sathit Roongwatanapak, (2) Mr. Chavin Roongwatanapak, (3) Ms. Tanyapa
companies conducting mutual fund management and private fund management businesses. The consultation paper is available at www.sec.or.th/hearing Stakeholders and interested parties are welcome to
this situation happens.SEC disseminates the public hearing document about this issue at SEC website: www.sec.or.th/hearing. Any related and interested parties are welcome to make comments on the
for the investing public to decide whether to receive services from them. SEC has published relevant documents regarding public hearing at www.sec.or.th/hearing . Any interested
the service.SEC has published relevant documents regarding public hearing at SEC website: www.sec.or.th/hearing . Any interested parties can submit their comments and concerns via the website or via e