consultant for complex products type 1 and investment planner, and (2) {B}, capital market investment consultant, for a period of two years six months each.In the case of {A}, the SEC's inspection revealed
redeemed the investment units of Bualuang Long-Term Equity Fund (B-LTF) as suggested by the bank's officers The redemption was in breach of a condition on investment unit holding period of at least 5
whether there was any unusual trading during such period of time was also taken into account, the results of which are as follows: 1. Cause of temporality halt on the SET?s trading system Circuit
already expired on 31 December 2024, the SEC has set a 10-year period starting from 15 October 2025 during which her applications for approval to be personnel in the capital market business will not be
: อัตราส่วนการลงทุนที่ค านวณตามผู้ออกทรัพย์สิน หรือคู่สัญญา (single entity limit) ในภาคผนวก 4-PVD ท้ายประกาศคณะกรรมการก ากับตลาดทุน ที่ ทน. 87/2558 เร่ือง การลงทุนของกองทุน ลงวันที่ 17 ธันวาคม พ.ศ. 2558 และให้
of Global Connections Public Co., Ltd. (GC) for the three-month period ended 30 June 2017 which had been reviewed by the Independent Auditor and would like to clarify more details on the Interim
Microsoft Word - MDA_Q2 2017-in Eng Rev1 HPIR015/2017 Aug 10, 2017 Subject : Management Discussion and Analysis for the period ended June 30,2017 To : The President The Stock Exchange of Thailand
Microsoft Word - MDA_Q2 2017-in Eng Rev1 แก้ไข HPIR015/2017 Aug 10, 2017 Subject : Management Discussion and Analysis for the period ended June 30,2017 To : The President The Stock Exchange of
Company had total revenues from sales in the amount of Baht 227.23 million, which decreased by Baht 7.16 million or 3.05% when compared with the same period in 2016. The decrease in the revenue from sales