Section 140 Securities and Exchange Act B.E. 2535 Section 140. The securities company shall prepare an account showing the financial condition of each private fund in the form specified in the
shares through Ziriwat?s securities trading account. Their actions were considered as taking an advantage over other investors due to their use of non-public information on Pulto LNG Project value where
and then inform the client afterward. {A} admitted that her client had authorized her to help adjust the client's investment portfolio to cut losses in the account. She also confirmed the trading with
Bangkok, October 2, 2014 - The SEC suspended {A}, a capital market investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
financial statements of Q4/2016 which he knows through monthly financial statement of January and February 2016 to buy 200,000 PTL shares in his securities trading account on March 11 and 17, 2016 and jointly
the same period of the last year. If excluding FX impact and one-time loss items, the normalized net profit increased by THB 53.2 mm or 1.9%. Such impact from FX losses was only accounting implication
shares, accounting for 19.10% Post-transaction shareholding level : 1,200,000 shares, accounting for 40.00%* Remark : * As a result, the company has two more associates which are : 1. Pattaya Manufacturing
million, a decrease of 4% YoY, mainly due to financial statement adjustment in accordance with new Thai accounting standards and decline in overall fruit juice market. Export branded sales continued to grow
Human Resources System 81.48 32.03 64.91 27.73 Revenues from HR Solutions 200.96 79.01 174.69 74.62 2. Financial Solutions 2.1 Enterprise Resource Planning 41.12 16.17 41.32 17.65 2.2 Accounting and