bond to comply with the rules on communication and investor services for high-risk or complex capital market products, for example: (2.1) To provide information so that investors understand the
with ongoing access to financial and investment information and knowledge.
and submit the rectified financial statements that have been audited and reviewed by the auditor to the SEC and simultaneously report the disclosure of related information under Section 56 of the
asset management companies. In addition, this initiative encourages the disclosure of sustainability-related information of sustainable fund according to SRI Fund standards which helps to reduce the risk
to securities listing and trading on LiVe Exchange and provide regulatory relaxation regarding listing requirements and listed company status maintenance, giving focus on disclosure of information to
business. This also includes requirements related to information security audits and the qualifications of the auditor who must be qualified and independent; (3) Revising the requirements and guidelines in
, public limited companies can issue and offer new shares and list them on LiVEx. The listing criteria for considering companies' qualifications, the information disclosed in the registration statements
Earlier, the SEC filed a criminal complaint against the 10 entities with the Department of Special Investigation (DSI) on account of fabricating financial statements, disclosing false information in
SPV Act to provide the private sector clear guidelines for using future receivables for securitization;(2) Criteria, conditions, and procedures for disclosing information related to transfer of
markets, places importance on oversight of issuance of securities and disclosure of information on securities issuers and encourages all sectors to realize the importance of performing their duties to