failure to record the client's securities trading orders. They were RHB OSK Securities (Thailand) Plc. (OSK Securities) employees.From a routine inspection of RHB OSK Securities (Thailand) Plc, the SEC
securities company shall retain such record until all the procedures are completed. In the case where the advise, trading instruction or negotiation is made by telephone or via electronic means, the securities
complaint has not yet been finished within such period, the securities company shall retain such record until all the procedures are completed. In the case where the advise, trading instruction or negotiation
retain such record until all the procedures are completed. In the case where the advise, trading instruction or negotiation is made by telephone or via electronic means, the securities company shall keep
LIMITED Disclosure Business News ( 14 record(s) found) Date Time Heading Link 20/05/2022 20:22 Determination of the subscription and payment date for the newly issued ordinary shares of Humanica Public
ฮิวแมนิก้า จำกัด (มหาชน) ซึ่งจัดสรรให้กับบุคคลในวงจำกัด 28/01/2565 17:18 แจ้งกำหนด Record date และวันประชุมวิสามัญผู้ถือหุ้นครั้งที่ 1/2565 ใหม่ 28/01/2565 17:18 แจ้งกำหนด Record date และวันประชุม
, report or relevant document to the SEC Office within appropriate period, whether general or case-by-case basis without excessive burden to the intermediary , in order to monitor the compliance with this
executives? and personnel's capability, and promotion of innovation and responsible business operation, and (3) to monitor and disclose information by ensuring appropriate risk management and internal control
. METALSHEET PUBLIC COMPANY LIMITED : KCM Form 56-1 : Annual Registration Statements ( 2 record(s) found) Name Year Receive Date Details K.C. METALSHEET PUBLIC COMPANY LIMITED 2020 30/03/2021 K.C. METALSHEET
Reset LEO GLOBAL LOGISTICS PUBLIC COMPANY LIMITED : LEO Form 56-1 : Annual Registration Statements ( 1 record(s) found) Name Year Receive Date Details LEO GLOBAL LOGISTICS PUBLIC COMPANY LIMITED 2021 30