penalty under Section 300 in conjunction with Section 278 and Section 302/1 of the Securities and Exchange Act B.E. 2535 (the “Securities and Exchange Act”). This case is in the process of inquiry by the
PICNI containing materially false or incorrect statement in order to deceive others. The action was violation of Section 312 of Securities and Exchange Act B.E. 2535. The Appeal Court overturned the
containing materially false or incorrect statement in order to deceive others. The action was violation of Section 312 of Securities and Exchange Act B.E. 2535 The Appeal Court overturned the judgment of the
to the Office of the Securities and Exchange Commission, and by failing to ensure that the group of offerors were made aware of their duties and responsibilities to deliver a complete Form 247-4 to the
penalties under Section 272 of the Securities and Exchange Act B.E. 2535 (“Securities and Exchange Act”). SEC Act S.300 in conjunction with 46 Settlement Committee Meeting No. 3/2026 Settlement Committee
Mrs. Pornanong Budsaratragoon, Secretary General of the Securities and Exchange Commission (SEC), delivered a keynote address entitled “Building Trust and Powering Sustainable Growth in Thailand’s
published in the Government Gazette and will take effect from 1 April 2026 onward. Notes: * Two relevant notifications are: 1. Notification of the Office of the Securities and Exchange Commission No
The Securities and Exchange Commission (SEC), in collaboration with the Information Systems Audit and Control Association – Bangkok Chapter (ISACA Bangkok Chapter), co‑hosted a workshop for the
The Securities and Exchange Commission (SEC), in collaboration with UN Women and the Stock Exchange of Thailand (SET), co-hosted the Ring the Bell for Gender Equality 2026 to demonstrate the