warning to the client about material information which is likely to affect the client?s benefits was considered failure to perform the duties with responsibility and due care as market professionals under

. The Court, however, dismissed the charges against Nongluck Sinprasertlert and Adirek Umbangtalad due to lack of evidence. As investor contacts of Kim Eng Securities (Thailand) PLC, Chonburi Branch, and

for investment in securities and derivatives. The said actions were done under the name ?Nateethong? through the web blog: URL http://nateethong.bloggang.com. Due to the fact that Yuttana was neither

announced in due course. To increase choices of offer for sale of structured products, the SEC has issued rules to facilitate issuance of debentures with complex features apart from the already governed

will be announced in due course. To increase choices of offer for sale of structured products, the SEC has issued rules to facilitate issuance of debentures with complex features apart from the already

will be announced in due course. To increase choices of offer for sale of structured products, the SEC has issued rules to facilitate issuance of debentures with complex features apart from the already

that such financial statement was non-compliance with the generally accepted accounting principle.Owing to the fact that the counterparty notified Tungkum of the cause to terminate the agreements due to

Signatories will issue a handbook in due course to provide guidance to fund managers on various administrative and procedural matters including the application procedures, the use of local distributors in the

against potential losses due to fraud.   Note: * Failure to comply with Clause 23 (1), subject to the prohibited characteristics of the personnel in the capital market business under Clause 31

ถ้วนของข้อมูล (due diligence)ꃂ䄀┎『Ў✎㈎ℎḎ⌎䤎ⴎℎ⬎⌎㜎ⴎЎ㠎ጎ⨎ℎᨎㄎᔎ㐎Ȏⴎ܎ᰎ㤎䤎Ȏⴎⴎᤎ㠎എ㈎ᔎ䀎⨎ᤎⴎȎ㈎∎⬎㠎䤎ᤎ‎䤀倀伀 ⠀⌀㈎∎┎『䀎ⴎ㔎∎ᐎᔎ㈎ℎ⨎㐎䠎܎ᜎ㔎䠎⨎䠎܎ℎ㈎ᐎ䤎✎∎⤎숀 เพื่อให้บริษัทท่านใช้ประกอบการทำหน้าที่ในฐานะเป็นที่ปรึกษาทางการเงินให้แก่บริษัทมหาชน