Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds
Regulations relating to Conflict of Interest with Real Estate Investment Trust
Dissemination of Information relating to Offer for Sale of Units of Real Estate Investment Trust prior to the Effective Date of a Registration Statement and Draft Prospectus
Provisions relating to Particulars, Terms and Conditions in a Trust Instrument of Real Estate Investment Trust
Determination of Fees for Filing of Registration Statement, Registration and Other Applications (No. 36)
In line with the SEC’s initiative to refine the definitions of institutional investors and the investment capital used in assessing financial standing for more appropriateness, the SEC Board has
The Securities and Exchange Commission (SEC) represented by Mrs. Pornanong Budsaratragoon, SEC Secretary-General, together with the SEC delegation, participated in the IOSCO Asia Pacific Regional
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, together with the SEC delegation, participated in the IOSCO APRC Meeting to discuss and exchange experiences on regulatory approaches to key
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานสัมมนา “Synchronize the Expectations: The Ultimate Frontier of IT Audit and Resilience” เพื่อสื่อสารความคาดหวังและสร้างความเข้าใจ
Following an inspection report from One and the SEC’s further investigation, it was found that during the period from 2012 to 28 June 2024, Mr. Soontorn engaged in conduct constituting a failure to