market participants? understanding and preparation for adoption of FinTech to the capital market ecosystem as it is becoming a major tool for innovating financial products and services, and to update

services to the parent company, subsidiaries or affiliates, as the case may be. The amendment would give investors an access to more information about directors and executives of listed companies, which

principle proposes revision to the types of permissible investment products and the qualifications of commercial banks eligible to provide investment and deposit services in relation to asset custody of

company, asset management company, derivatives business, and financial institution or commercial bank receiving approval to provide services). The SEC proposal also aims at raising significance of

ดิจิทัล (SEC Digital Services Roadmap) ตั้งแต่ปี 2563 โดยได้ดำเนินการจัดให้มีการเปิดรับฟังความคิดเห็นจากผู้เกี่ยวข้องและนำข้อเสนอแนะที่ได้รับมาประมวลเพื่อการพัฒนาระบบอิเล็กทรอนิกส์ในการให้บริการที่ตอบโจทย์

-bank and if setting up as a company, more than 50 percent of all shares with voting rights must be held by the Ministry of Finance; (2) approved by the Bank of Thailand to provide financial services

number of salespersons sufficient for providing services to investors, the new rule will pave the way for experienced staff to seek sales licenses provided that they meet certain conditions to maintain the

taken into account the important role of PF and DF marketing agents in soliciting investors to use investment management services of such funds. They cover key areas such as (1) the criteria for granting

for the investment fund allocated to two affiliates ? Sport Event International Inc. and Global Legend Series Ltd. Services Ltd. ? even though there had been an indication that the value of the

products and services so that investors would have more investment choices to choose from. However, clear and sufficient disclosure of information is imperative to facilitate investors? decision making. The